Audit Services - Building Societies

Mutual One works with over 30% of the UK’s 59 Building Societies on Audit. The types of audits undertaken for Building Societies (and their subsidiaries) include the following:

• General High Level Controls (including Compliance with FSA and other requirements, for example Treating Customers Fairly, Data Protection etc)
• Finance & Prudential Returns (including ICAAP)
• Treasury & Product Pricing
• Mortgages (be it up to and including completion or post completion activity or a mix of both)
• Savings administration (including anti-money laundering mechanisms)
• Support Services (including human resources & training)
• Branches & agencies
• IT Network (including information security)
• Internet and email (including security arrangements)
• IT Databases
• Business Continuity Planning (including IT disaster recovery arrangements)

For further information on the Mutual One Audit proposition, please contact Andrew Gold on andrew.gold@mutual-one.co.uk or 07730 718205.